Charlotte Diana French

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vision Independent Financial Planning Ltd

    FRN 487395

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 8 Apr 2021)
    • Appointed representative dealing with clients for which they require qualification (since 8 Apr 2021)
  • TC Group Financial Planning LLP

    FRN 842206

    • (3)Employed By (since 8 Apr 2021)
  • MENZIES WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 486548

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Mar 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 12 Mar 2021)
    • CF30 Customer (11 Aug 2016 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 6 May 2011)
    • CF22 Investment Adviser (Trainee) (7 Aug 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (10 Oct 2005 to 18 Sep 2006)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (29 May 2007 to 15 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

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