Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 22 Oct 2014)
    • Employed By (since 17 Oct 2014)
    • Employed By (25 Jan 2013 to 9 Oct 2014)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF30 Customer (23 Sep 2011 to 10 Nov 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.