Avais Chaudhry

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CARLILE ALEXANDER PRIVATE WEALTH LIMITED

    FRN 788766

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Mar 2026)
    • [FCA CF] Client dealing (since 9 Mar 2026)
  • Vision Independent Financial Planning Ltd (no longer approved here)

    FRN 487395

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Mar 2026)
    • CF30 Customer (2 May 2018 to 1 Mar 2026)
    • CF1 Director (AR) (2 May 2018 to 1 Mar 2026)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (13 Nov 2013 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (21 Mar 2011 to 9 Oct 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.