Date authorised
3 August 2015
Companies House
08906504
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Fairchild House
    Redbourne Avenue
    London
    N3 2BP
    UNITED KINGDOM
    Phone
    +4402083715232
  • Complaints Contact

    Fairchild House
    Redbourne Avenue
    London
    Barnet
    N3 2BP
    UNITED KINGDOM
    Phone
    +4402083715232

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan John Morton

    IRN AJM01243

    • SMF1 Chief Executive (since 2 Nov 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (25 Oct 2019 to 8 Dec 2019)
  • Barry Frank Eva

    IRN BFE00001

    • SMF17 Money Laundering Reporting Officer (MLRO) (4 Nov 2021 to 26 May 2023)
    • SMF16 Compliance Oversight (4 Nov 2021 to 26 May 2023)
    • CF11 Money Laundering Reporting (3 Aug 2015 to 18 Jan 2016)
    • CF10 Compliance Oversight (3 Aug 2015 to 18 Jan 2016)
  • Bernard Cunningham

    IRN BXC01769

    • SMF16 Compliance Oversight (9 Dec 2019 to 16 Nov 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Nov 2021)
    • CF11 Money Laundering Reporting (30 Jun 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (30 Jun 2017 to 8 Dec 2019)
  • Christopher Derek Knowles

    IRN CXK00017

    • [FCA CF] Client dealing (28 Apr 2021 to 21 Apr 2023)
    • [FCA CF] Functions requiring qualifications (28 Apr 2021 to 31 Dec 2022)
    • CF30 Customer (3 Aug 2015 to 8 Dec 2019)
  • Darryl Justin Melzack

    IRN DJM01430

    • CF10 Compliance Oversight (8 Mar 2016 to 6 Jul 2017)
    • CF11 Money Laundering Reporting (8 Mar 2016 to 6 Jul 2017)
  • Dean Alexander James Kidd-Inglis

    IRN DXK00372

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 18 Jul 2024)
    • SMF16 Compliance Oversight (since 18 Jul 2024)
  • Gary Neil Briggs

    IRN GXB00002

    • SMF3 Executive Director (9 Dec 2019 to 24 Mar 2021)
    • CF1 Director (10 Jul 2017 to 8 Dec 2019)
  • Geoffrey Denis Hartnell

    IRN GXH00027

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (3 Aug 2015 to 8 Dec 2019)
    • CF30 Customer (3 Aug 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (3 Aug 2015 to 30 Sep 2018)
  • Jaspreet Dhariwal

    IRN JXD86507

    • SMF16 Compliance Oversight (24 Nov 2023 to 16 Feb 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (24 Nov 2023 to 16 Feb 2024)
  • Martyn Sydney Pizer

    IRN MXP12863

    • SMF3 Executive Director (9 Dec 2019 to 1 Jan 2021)
    • CF1 Director (27 Nov 2019 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Hi Bob Limited (no longer appointed)

    FRN 765835 · Appointed 30 Nov 2016 · Until 6 Dec 2016

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.