Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF11 Money Laundering Reporting (8 Mar 2016 to 6 Jul 2017)
- CF10 Compliance Oversight (8 Mar 2016 to 6 Jul 2017)
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- CF10 Compliance Oversight (20 Jan 2016 to 9 Jun 2017)
- CF11 Money Laundering Reporting (20 Jan 2016 to 9 Jun 2017)
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- CF10 Compliance Oversight (20 Jan 2016 to 9 May 2017)
- CF11 Money Laundering Reporting (20 Jan 2016 to 9 May 2017)
- CF30 Customer (16 Apr 2015 to 17 Dec 2015)
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- Employed By (6 May 2015 to 17 Dec 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.