Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vintage Corporate Limited (no longer approved here)

    FRN 670374

    • CF11 Money Laundering Reporting (8 Mar 2016 to 6 Jul 2017)
    • CF10 Compliance Oversight (8 Mar 2016 to 6 Jul 2017)
  • VINTAGE ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 489408

    • CF10 Compliance Oversight (20 Jan 2016 to 9 Jun 2017)
    • CF11 Money Laundering Reporting (20 Jan 2016 to 9 Jun 2017)
  • Vintage Wealth Management Limited (no longer approved here)

    FRN 593380

    • CF10 Compliance Oversight (20 Jan 2016 to 9 May 2017)
    • CF11 Money Laundering Reporting (20 Jan 2016 to 9 May 2017)
    • CF30 Customer (16 Apr 2015 to 17 Dec 2015)
  • BKL Wealth Management Limited (no longer approved here)

    FRN 607954

    • Employed By (6 May 2015 to 17 Dec 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.