VINTAGE ASSET MANAGEMENT LIMITED

• Principal Place of Business

  7a Wyndham Place

  London

  W1H 1PN

  UNITED KINGDOM

  Phone

  +4402079893110

  Web

  https://www.vintageassetmanagement.co.uk

• Complaints Contact

  7a Wyndham Place

  London

  W1H 1PN

  UNITED KINGDOM

  Phone

  +4402079893110

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Alan John Morton

  IRN AJM01243

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (31 Oct 2019 to 8 Dec 2019)
• Andrew Christopher Gibbs

  IRN ACG01038

  • 14. Managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (16 Sep 2019 to 8 Dec 2019)
• Andrew Fargus

  IRN AXF01721

  • 14. Managing investments
  • [FCA CF] Client dealing (since 7 Aug 2025)
  • [FCA CF] Functions requiring qualifications (since 7 Aug 2025)
• Anthony Philip Curtis

  IRN APC01069

  • CF30 Customer (19 Feb 2009 to 9 Aug 2010)
• Balbina Patricia Garcia Benito

  IRN BPG01019

  • CF30 Customer (23 Mar 2010 to 14 Jul 2011)
• Barry Frank Eva

  IRN BFE00001

  • CF1 Director (19 Feb 2009 to 12 Jan 2016)
  • CF11 Money Laundering Reporting (19 Feb 2009 to 12 Jan 2016)
  • CF10 Compliance Oversight (19 Feb 2009 to 12 Jan 2016)
• Darryl Justin Melzack

  IRN DJM01430

  • CF11 Money Laundering Reporting (20 Jan 2016 to 9 Jun 2017)
  • CF10 Compliance Oversight (20 Jan 2016 to 9 Jun 2017)
• Dean Alexander James Kidd-Inglis

  IRN DXK00372

  • SMF3 Executive Director (since 20 Mar 2026)
  • SMF16 Compliance Oversight (since 19 Jun 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Jun 2025)
• Edward Anthony Merrett Hands

  IRN EAH01022

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF1 Director (4 Apr 2017 to 8 Dec 2019)
  • CF30 Customer (6 May 2014 to 8 Dec 2019)
• Geoffrey Denis Hartnell

  IRN GXH00027

  • SMF3 Executive Director (9 Dec 2019 to 12 Feb 2026)
  • CF1 Director (19 Feb 2009 to 8 Dec 2019)

No changes recorded yet.