Geoffrey Denis Hartnell

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vintage Wealth Management Limited

    FRN 593380

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF30 Customer (since 1 Oct 2013)
    • CF1 Director (AR) (3 Apr 2014 to 16 Dec 2025)
    • Responsible for Insurance Mediation (1 Oct 2013 to 30 Sep 2018)
    • CF1 Director (1 Oct 2013 to 8 Dec 2019)
  • Vintage Health Limited

    FRN 647113

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Apr 2015 to 8 Dec 2019)
  • Vintage Corporate Limited

    FRN 670374

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (3 Aug 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (3 Aug 2015 to 30 Sep 2018)
    • CF30 Customer (3 Aug 2015 to 8 Dec 2019)
  • Simmons Gainsford Financial Services Limited

    FRN 449588

    • (3)Employed By (since 30 Dec 2015)
    • (15)Employed By (4 Feb 2014 to 24 Dec 2015)
  • Gravita Wealth Limited

    FRN 192082

    • (6)Employed By (since 26 Jun 2015)
    • (14)Employed By (30 Oct 2013 to 18 Jun 2015)
  • BKL Wealth Management Limited

    FRN 607954

    • Employed By (since 26 Nov 2013)
  • VINTAGE ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 489408

    • SMF3 Executive Director (9 Dec 2019 to 12 Feb 2026)
    • CF1 Director (19 Feb 2009 to 8 Dec 2019)
  • Finli (GPHerts) Ltd (no longer approved here)

    FRN 615821

    • (10)Employed By (12 Mar 2019 to 26 Mar 2019)
  • Temple Financial Services Limited (no longer approved here)

    FRN 617890

    • Employed By (2 Apr 2014 to 17 Dec 2015)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (10)Employed By at Finli (GPHerts) Ltd