VINTAGE ASSET MANAGEMENT LIMITED

• Principal Place of Business

  7a Wyndham Place

  London

  W1H 1PN

  UNITED KINGDOM

  Phone

  +4402079893110

  Web

  https://www.vintageassetmanagement.co.uk

• Complaints Contact

  7a Wyndham Place

  London

  W1H 1PN

  UNITED KINGDOM

  Phone

  +4402079893110

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Heather Lynn Guttersohn

  IRN HLG00016

  • CF30 Customer (23 Jun 2010 to 1 May 2012)
• Julian Bryan Cooke

  IRN JBC01059

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (9 Dec 2019 to 5 Apr 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 3 Jul 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Jul 2025)
  • CF10 Compliance Oversight (8 Jun 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (8 Jun 2017 to 8 Dec 2019)
  • CF1 Director (17 Jun 2013 to 8 Dec 2019)
  • CF30 Customer (20 May 2013 to 8 Dec 2019)
• Lee Elliott Pittal

  IRN LEP00002

  • SMF3 Executive Director (since 12 Mar 2026)
• Lucyna Kupczak

  IRN LXK01250

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 2 Sep 2025)
  • [FCA CF] Client dealing (since 2 Sep 2025)
• Martyn Robert Ingram

  IRN MRI01008

  • CF30 Customer (19 Feb 2009 to 31 Dec 2010)
• Martyn Sydney Pizer

  IRN MXP12863

  • SMF3 Executive Director (24 Feb 2020 to 29 Jul 2024)
  • CF2 Non Executive Director (6 Jun 2019 to 24 Feb 2020)
• Neil Gregory Hoad

  IRN NGH01024

  • CF30 Customer (2 Aug 2010 to 1 Aug 2011)
• Robert Andrew Stein

  IRN RXS00003

  • SMF3 Executive Director (9 Dec 2019 to 12 Feb 2026)
  • CF30 Customer (13 May 2013 to 8 Dec 2019)
  • CF1 Director (19 Feb 2009 to 8 Dec 2019)
  • CF3 Chief Executive (19 Feb 2009 to 6 Mar 2019)
• Robert Gilbert

  IRN RXG00023

  • CF1 Director (19 Feb 2009 to 11 Jun 2012)
• Stewart Murray

  IRN SXM01411

  • CF30 Customer (10 May 2011 to 20 May 2013)

No changes recorded yet.