Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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VINTAGE ASSET MANAGEMENT LIMITED
FRN 489408
- 14. Managing investments
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (9 Dec 2019 to 5 Apr 2024)
- SMF16 Compliance Oversight (9 Dec 2019 to 3 Jul 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Jul 2025)
- CF10 Compliance Oversight (8 Jun 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (8 Jun 2017 to 8 Dec 2019)
- CF1 Director (17 Jun 2013 to 8 Dec 2019)
- CF30 Customer (20 May 2013 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.