Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 12 Mar 2026)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 21 Nov 2024)
    • [FCA CF] Client dealing (since 2 Jan 2024)
    • [FCA CF] Functions requiring qualifications (since 2 Jan 2024)
  • Stonewood Wealth Management LLP (no longer approved here)

    FRN 613665

    • (29)[FCA CF] Functions requiring qualifications (16 Mar 2022 to 29 Nov 2022)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (29)[FCA CF] Functions requiring qualifications at Stonewood Wealth Management LLP