Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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VINTAGE ASSET MANAGEMENT LIMITED
FRN 489408
- SMF3 Executive Director (since 12 Mar 2026)
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Vintage Wealth Management Limited
FRN 593380
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- SMF3 Executive Director (since 21 Nov 2024)
- [FCA CF] Client dealing (since 2 Jan 2024)
- [FCA CF] Functions requiring qualifications (since 2 Jan 2024)
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- (29)[FCA CF] Functions requiring qualifications (16 Mar 2022 to 29 Nov 2022)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (29)[FCA CF] Functions requiring qualifications at Stonewood Wealth Management LLP