Robert Andrew Stein

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nordens Wealth Management Limited

    FRN 1051372

    • (5)Employed By (since 10 Mar 2026)
  • MCA Wealth & Finance Ltd

    FRN 1031857

    • (4)Employed By (since 19 Jun 2025)
  • Vintage Wealth Management Limited

    FRN 593380

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (AR) (since 2 Apr 2014)
    • CF30 Customer (since 1 Oct 2013)
    • CF1 Director (1 Oct 2013 to 8 Dec 2019)
  • Vintage Health Limited

    FRN 647113

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Apr 2015 to 8 Dec 2019)
  • Vintage Corporate Limited

    FRN 670374

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (3 Aug 2015 to 8 Dec 2019)
    • CF1 Director (3 Aug 2015 to 8 Dec 2019)
  • Simmons Gainsford Financial Services Limited

    FRN 449588

    • (5)Employed By (since 30 Dec 2015)
    • (14)Employed By (4 Feb 2014 to 24 Dec 2015)
  • Gravita Wealth Limited

    FRN 192082

    • (4)Employed By (since 26 Jun 2015)
    • (13)Employed By (4 Nov 2013 to 18 Jun 2015)
  • BKL Wealth Management Limited

    FRN 607954

    • Employed By (since 26 Nov 2013)
  • VINTAGE ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 489408

    • SMF3 Executive Director (9 Dec 2019 to 12 Feb 2026)
    • CF30 Customer (13 May 2013 to 8 Dec 2019)
    • CF3 Chief Executive (19 Feb 2009 to 6 Mar 2019)
    • CF1 Director (19 Feb 2009 to 8 Dec 2019)
  • Finli (GPHerts) Ltd (no longer approved here)

    FRN 615821

    • (9)Employed By (12 Mar 2019 to 26 Mar 2019)
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Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (9)Employed By at Finli (GPHerts) Ltd