Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (28 Apr 2021 to 31 Dec 2022)
- [FCA CF] Client dealing (28 Apr 2021 to 21 Apr 2023)
- CF30 Customer (3 Aug 2015 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2023)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Jan 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2023)
- CF30 Customer (21 May 2014 to 22 May 2023)
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- (2)Employed By (30 Dec 2015 to 22 May 2023)
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- (2)Employed By (26 Jun 2015 to 22 May 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.