Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Nordens Wealth Management Limited
FRN 1051372
- (6)Employed By (since 10 Mar 2026)
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Vintage Wealth Management Limited
FRN 593380
- SMF3 Executive Director (since 9 Mar 2026)
- CF1 Director (AR) (since 10 Jul 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Aug 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Mar 2022)
- SMF16 Compliance Oversight (9 Dec 2019 to 12 Aug 2021)
- CF11 Money Laundering Reporting (2 May 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (2 May 2017 to 8 Dec 2019)
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Gravita Wealth Limited
FRN 192082
- (15)Employed By (since 16 Dec 2025)
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Simmons Gainsford Financial Services Limited
FRN 449588
- (17)Employed By (since 16 Dec 2025)
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MCA Wealth & Finance Ltd
FRN 1031857
- (7)Employed By (since 10 Jul 2025)
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- SMF16 Compliance Oversight (9 Dec 2019 to 16 Nov 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Nov 2021)
- CF10 Compliance Oversight (30 Jun 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (30 Jun 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.