VANGUARD INVESTMENTS UK, LIMITED

Date authorised
1 April 2013
Companies House
04212659
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    The Walbrook Building
    25 Walbrook
    London
    EC4N 8AF
    UNITED KINGDOM
    Phone
    +442037535600
    Web
    https://www.vanguard.co.uk/professional

  • Complaints Contact

    4th Floor
    The Walbrook Building
    25 Walbrook
    London
    EC4N 8AF
    UNITED KINGDOM
    Phone
    +442037535600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Rees

    IRN MXR00431

    • [FCA CF] Significant management (12 Oct 2021 to 16 Dec 2025)
  • Martin John Ware

    IRN MXW00318

    • 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
    • [FCA CF] Manager of certification employee (since 18 Dec 2021)
    • [FCA CF] Functions requiring qualifications (since 15 Jan 2021)
  • Mary Caroline Cosby

    IRN MCC01185

    • CF29 Significant management (9 Sep 2016 to 9 Jun 2017)
  • Matthew Abouzeid

    IRN MXA02135

    • CF30 Customer (14 Oct 2010 to 1 Feb 2011)
  • Matthew Piro

    IRN MXP02912

    • [FCA CF] Material risk taker (28 Jan 2021 to 17 Dec 2021)
    • [FCA CF] Significant management (28 Jan 2021 to 17 Dec 2021)
  • Matthew Simon Donohoe

    IRN MSD01110

    • CF10a CASS Oversight function (12 Aug 2016 to 8 Dec 2019)
  • Maureen Erasmus

    IRN MAE01133

    • Director of firm who is not a certification employee or a SMF manager (3 Feb 2020 to 31 Mar 2026)
    • [FCA CF] Material risk taker (3 Feb 2020 to 14 Dec 2025)
  • Max Boehnke

    IRN MXB08585

    • [FCA CF] Material risk taker (9 Dec 2019 to 3 Jul 2020)
  • Michael David Eyre

    IRN MDE01066

    • [FCA CF] Significant management (24 Jun 2020 to 18 Jan 2021)
    • [FCA CF] Material risk taker (24 Jun 2020 to 18 Jan 2021)
  • Michael David Thomas Craston

    IRN MDC01064

    • SMF9 Chair of the Governing Body (since 1 Jul 2024)
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Recent activity

Updates to this firm's record on the FCA register.

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