Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 1 Jul 2024)
    • SMF9 Chair of the Governing Body (since 14 Sep 2021)
    • Director of firm who is not a certification employee or a SMF manager (8 Sep 2021 to 14 Sep 2021)
    • SMF9 Chair of the Governing Body (since 14 May 2020)
  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • Director of firm who is not a certification employee or a SMF manager (16 Dec 2023 to 16 Apr 2024)
    • SMF13 Chair of the Nominations Committee (9 Dec 2019 to 15 Dec 2023)
    • CF2 Non Executive Director (28 Sep 2017 to 8 Dec 2019)
    • CF30 Customer (22 Mar 2016 to 27 Sep 2017)
    • CF29 Significant management (22 Mar 2016 to 27 Sep 2017)
  • Aviva Investors UK Fund Services Limited (no longer approved here)

    FRN 119310

    • Director of firm who is not a certification employee or a SMF manager (16 Dec 2023 to 16 Apr 2024)
    • SMF13 Chair of the Nominations Committee (9 Dec 2019 to 15 Dec 2023)
    • CF2 Non Executive Director (28 Sep 2017 to 8 Dec 2019)
    • CF1 Director (22 Mar 2016 to 8 Feb 2017)
  • Aviva Life & Pensions UK Limited (no longer approved here)

    FRN 185896

    • Director of firm who is not a certification employee or a SMF manager (17 May 2022 to 16 Apr 2024)
  • Aviva International Insurance Limited (no longer approved here)

    FRN 202082

    • Director of firm who is not a certification employee or a SMF manager (17 May 2022 to 16 Apr 2024)
  • Aviva Insurance Limited (no longer approved here)

    FRN 202153

    • Director of firm who is not a certification employee or a SMF manager (17 May 2022 to 16 Apr 2024)
  • LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119272

    • CF1 Director (11 Feb 2005 to 31 Mar 2010)
    • CF8 Apportionment and Oversight (13 Dec 2004 to 13 Nov 2014)
    • CF3 Chief Executive (13 Dec 2004 to 13 Nov 2014)
    • CF1 Director (13 Dec 2004 to 13 Nov 2014)

Recent activity

Updates to this individual's record on the FCA register.

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