Martin John Ware

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

VANGUARD INVESTMENTS UK, LIMITED
FRN 494699
- 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
- [FCA CF] Manager of certification employee (since 18 Dec 2021)
- [FCA CF] Functions requiring qualifications (since 15 Jan 2021)
VANGUARD ASSET MANAGEMENT, LTD.
FRN 527839
- 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
- 17. Administrative functions in relation to managing investments
- [FCA CF] Manager of certification employee (since 18 Dec 2021)
- [FCA CF] Functions requiring qualifications (since 15 Jan 2021)

Updates to this individual's record on the FCA register.

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A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.