Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 22 Sep 2025)
    • [FCA CF] Client dealing (since 22 Sep 2025)
    • CF30 Customer (since 10 Aug 2025)
    • CF1 Director (AR) (since 10 Aug 2025)
    • (2)Employed By (since 10 Aug 2025)
  • VANGUARD ASSET MANAGEMENT, LTD. (no longer approved here)

    FRN 527839

    • [FCA CF] Client dealing (21 Dec 2020 to 26 Sep 2025)
    • CF30 Customer (1 Feb 2011 to 8 Dec 2019)
  • VANGUARD INVESTMENTS UK, LIMITED (no longer approved here)

    FRN 494699

    • CF30 Customer (14 Oct 2010 to 1 Feb 2011)

Recent activity

Updates to this individual's record on the FCA register.

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