VANGUARD INVESTMENTS UK, LIMITED

Date authorised
1 April 2013
Companies House
04212659
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    The Walbrook Building
    25 Walbrook
    London
    EC4N 8AF
    UNITED KINGDOM
    Phone
    +442037535600
    Web
    https://www.vanguard.co.uk/professional

  • Complaints Contact

    4th Floor
    The Walbrook Building
    25 Walbrook
    London
    EC4N 8AF
    UNITED KINGDOM
    Phone
    +442037535600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Katherine Hannah Remington

    IRN KXR22519

    • [FCA CF] Significant management (28 Jan 2021 to 30 Apr 2021)
    • [FCA CF] Material risk taker (28 Jan 2021 to 30 Apr 2021)
  • Katherine Louise Fulker

    IRN KLF01022

    • [FCA CF] Material risk taker (3 Mar 2021 to 15 Sep 2021)
    • [FCA CF] Significant management (3 Mar 2021 to 15 Sep 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 9 Dec 2019)
    • CF11 Money Laundering Reporting (19 Jun 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (30 Jun 2016 to 8 Dec 2019)
  • Kathleen Celeste Bock

    IRN KXB13475

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 30 Apr 2022)
    • CF2 Non Executive Director (21 Jun 2019 to 8 Dec 2019)
  • Katie Jane Smith

    IRN KJS01142

    • [FCA CF] Manager of certification employee (22 Feb 2021 to 15 Jun 2021)
    • [FCA CF] Material risk taker (22 Feb 2021 to 15 Jun 2021)
    • [FCA CF] Significant management (22 Feb 2021 to 15 Jun 2021)
    • SMF3 Executive Director (9 Dec 2019 to 16 Feb 2022)
    • CF1 Director (18 Apr 2019 to 8 Dec 2019)
    • CF29 Significant management (18 Jul 2018 to 8 Dec 2019)
  • Kemal Selim Hairettin

    IRN KSH01036

    • [FCA CF] Manager of certification employee (22 Feb 2021 to 31 May 2021)
    • [FCA CF] Material risk taker (22 Feb 2021 to 31 May 2021)
    • [FCA CF] Significant management (22 Feb 2021 to 31 May 2021)
    • CF28 Systems and controls (13 Jun 2017 to 8 Dec 2019)
    • CF10a CASS Oversight function (11 Apr 2012 to 17 Jul 2015)
    • CF29 Significant management (23 Sep 2009 to 8 Dec 2019)
  • Kenneth, Edwin Volpert

    IRN KEV00007

    • CF1 Director (4 Aug 2014 to 21 Aug 2018)
  • Kim Petersen

    IRN KXP00402

    • Director of firm who is not a certification employee or a SMF manager (since 2 May 2024)
    • [FCA CF] Material risk taker (2 May 2024 to 14 Dec 2025)
  • Lamiece AbdelGadir Mahmoud Abdalla

    IRN LXA00211

    • [FCA CF] Significant management (since 3 Jan 2023)
    • [FCA CF] Material risk taker (since 3 Jan 2023)
  • Laura Tocchet Curtis

    IRN LXC11075

    • [FCA CF] Significant management (28 Jan 2021 to 1 Jul 2022)
    • [FCA CF] Material risk taker (28 Jan 2021 to 1 Jul 2022)
    • CF29 Significant management (27 Mar 2019 to 8 Dec 2019)
  • Mark Andrew Bull

    IRN MXB01237

    • [FCA CF] Significant management (2 Mar 2023 to 31 Oct 2024)
    • [FCA CF] Material risk taker (2 Mar 2023 to 31 Oct 2024)
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Recent activity

Updates to this firm's record on the FCA register.

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