Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF5 Head of Internal Audit (since 5 Jan 2026)
  • Rothesay Life Plc (no longer approved here)

    FRN 466067

    • SMF5 Head of Internal Audit (11 Mar 2024 to 6 Nov 2025)
  • Yorkshire Building Society (no longer approved here)

    FRN 106085

    • SMF5 Head of Internal Audit (23 Jun 2022 to 23 Feb 2024)
    • [PRA CF] Managing a material risk taker (14 Feb 2022 to 23 Feb 2024)
    • [FCA CF] Manager of certification employee (14 Feb 2022 to 23 Feb 2024)
    • [FCA CF] Material risk taker (14 Feb 2022 to 23 Feb 2024)
    • [PRA CF] Significant risk taker or Material risk taker (14 Feb 2022 to 23 Feb 2024)
  • Accord Mortgages Limited (no longer approved here)

    FRN 305936

    • SMF5 Head of Internal Audit (23 Jun 2022 to 23 Feb 2024)
    • [FCA CF] Manager of certification employee (14 Feb 2022 to 23 Feb 2024)
    • [FCA CF] Material risk taker (14 Feb 2022 to 23 Feb 2024)
  • VANGUARD INVESTMENTS UK, LIMITED (no longer approved here)

    FRN 494699

    • [FCA CF] Significant management (28 Jan 2021 to 30 Apr 2021)
    • [FCA CF] Material risk taker (28 Jan 2021 to 30 Apr 2021)
  • VANGUARD ASSET MANAGEMENT, LTD. (no longer approved here)

    FRN 527839

    • SMF5 Head of Internal Audit (7 Feb 2020 to 30 Apr 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.