Kathleen Celeste Bock

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • VANGUARD ASSET MANAGEMENT, LTD.

    FRN 527839

    • SMF10 Chair of the Risk Committee (since 19 Jun 2023)
    • SMF11 Chair of the Audit Committee (since 9 Dec 2019)
    • CF2 Non Executive Director (19 Jun 2019 to 8 Dec 2019)
  • VANGUARD INVESTMENTS UK, LIMITED (no longer approved here)

    FRN 494699

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 30 Apr 2022)
    • CF2 Non Executive Director (21 Jun 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.