Laura Tocchet Curtis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Newton Investment Management Limited (no longer approved here)

    FRN 119331

    • SMF18 Other Overall Responsibility (5 Feb 2025 to 27 Feb 2026)
  • VANGUARD INVESTMENTS UK, LIMITED (no longer approved here)

    FRN 494699

    • [FCA CF] Material risk taker (28 Jan 2021 to 1 Jul 2022)
    • [FCA CF] Significant management (28 Jan 2021 to 1 Jul 2022)
    • CF29 Significant management (27 Mar 2019 to 8 Dec 2019)
  • VANGUARD ASSET MANAGEMENT, LTD. (no longer approved here)

    FRN 527839

    • SMF18 Other Overall Responsibility (9 Dec 2019 to 1 Jul 2022)
    • CF29 Significant management (26 Mar 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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