Van Lanschot Kempen Investment Management (UK) Ltd

• Principal Place of Business

  20 Gracechurch Street

  London

  EC3V 0BG

  UNITED KINGDOM

  Phone

  +4402036369400

  Web

  https://www.vanlanschotkempen.com

• Complaints Contact

  20 Gracechurch Street

  London

  EC3V 0BG

  UNITED KINGDOM

  Phone

  +4402036369400

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Limited to recognised scheme marketing activities
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to recognised scheme marketing activities
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to recognised scheme marketing activities
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to recognised scheme marketing activities
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Anna Waage

  IRN AXW01671

  • CF30 Customer (1 Nov 2007 to 24 Apr 2009)
  • CF27 Investment Management (9 Nov 2006 to 31 Oct 2007)
• Arif Feisal Saad

  IRN AXS04344

  • [FCA CF] Client dealing (since 1 Mar 2020)
  • [FCA CF] Manager of certification employee (24 Jan 2025 to 1 Sep 2025)
• Athole Skinner

  IRN AXS01380

  • CF30 Customer (8 May 2018 to 4 Dec 2018)
• Calum Edgar

  IRN CXE00188

  • [FCA CF] Client dealing (since 19 Sep 2023)
• Carmen Verhoog

  IRN CXV10847

  • CF10 Compliance Oversight (20 Sep 2019 to 8 Oct 2019)
• Catherine Ann Godfrey

  IRN CAL01060

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Jan 2023)
• Catherine Anne Wearmouth

  IRN CAE01024

  • CF27 Investment Management (1 Dec 2001 to 11 Mar 2005)
• Christian Henri Roger Albuisson

  IRN CXA01073

  • CF27 Investment Management (1 Dec 2001 to 5 Jul 2006)
• Christopher Andrews

  IRN CXA01339

  • CF30 Customer (16 Jun 2010 to 16 May 2014)
• Christopher Derek Windeatt

  IRN CXW00340

  • [FCA CF] Client dealing (since 1 Dec 2022)

No changes recorded yet.