Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (17 May 2023 to 31 Dec 2023)
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- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2020)
- CF30 Customer (31 Mar 2016 to 31 May 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 1 Jan 2023)
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- CF30 Customer (14 May 2015 to 3 Nov 2015)
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- CF30 Customer (14 Jun 2010 to 5 Aug 2014)
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- CF30 Customer (1 Nov 2007 to 30 Jul 2008)
- CF21 Investment Adviser (16 Jul 2007 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 30 Jul 2008)
- CF21 Investment Adviser (16 Jul 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (28 Jul 2006 to 22 Jun 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.