Van Lanschot Kempen Investment Management (UK) Ltd

• Principal Place of Business

  20 Gracechurch Street

  London

  EC3V 0BG

  UNITED KINGDOM

  Phone

  +4402036369400

  Web

  https://www.vanlanschotkempen.com

• Complaints Contact

  20 Gracechurch Street

  London

  EC3V 0BG

  UNITED KINGDOM

  Phone

  +4402036369400

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Limited to recognised scheme marketing activities
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to recognised scheme marketing activities
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to recognised scheme marketing activities
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to recognised scheme marketing activities
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Christopher Michael Alastair Dickins

  IRN CXD07860

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2024)
• Christopher Roberts

  IRN CXR00222

  • [FCA CF] Client dealing (3 Mar 2025 to 1 Oct 2025)
• Craig Ritchie Stevenson

  IRN CRS01043

  • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2022)
• Daniel Riddaway

  IRN DXR01972

  • [FCA CF] Client dealing (since 21 Feb 2022)
• Daniel Whitaker

  IRN DXW00449

  • [FCA CF] Client dealing (since 31 Jan 2022)
  • [FCA CF] Manager of certification employee (31 Jan 2022 to 1 Feb 2022)
• David Ernest Simons

  IRN DES01076

  • CF2 Non Executive Director (23 Apr 2010 to 1 Jan 2012)
  • CF30 Customer (1 Nov 2007 to 12 Apr 2010)
  • CF28 Systems and controls (1 Nov 2007 to 12 Apr 2010)
  • CF3 Chief Executive (21 Sep 2007 to 12 Apr 2010)
  • CF8 Apportionment and Oversight (22 Feb 2006 to 31 Oct 2007)
  • CF13 Finance (22 Feb 2006 to 31 Oct 2007)
  • CF1 Director (6 Feb 2006 to 12 Apr 2010)
  • CF11 Money Laundering Reporting (6 Feb 2006 to 12 Apr 2010)
  • CF27 Investment Management (6 Feb 2006 to 31 Oct 2007)
  • CF10 Compliance Oversight (6 Feb 2006 to 12 Apr 2010)
• David Rory Hammerson

  IRN DRH01070

  • CF28 Systems and controls (18 Jan 2010 to 21 Mar 2016)
  • CF1 Director (18 Jan 2010 to 21 Mar 2016)
  • CF10 Compliance Oversight (18 Jan 2010 to 21 Mar 2016)
  • CF11 Money Laundering Reporting (18 Jan 2010 to 6 Oct 2015)
  • CF3 Chief Executive (18 Jan 2010 to 21 Mar 2016)
  • CF30 Customer (18 Jan 2010 to 21 Mar 2016)
• Ekaterina Nelyudova

  IRN EXN01098

  • [FCA CF] Client dealing (9 Dec 2019 to 12 Mar 2021)
• Erwin Bernardus Nicolaas Maria Dut

  IRN EBD01021

  • CF30 Customer (26 Feb 2015 to 19 Aug 2016)
• Evert Karel Greup

  IRN EKG01003

  • CF2 Non Executive Director (1 Dec 2001 to 25 Apr 2005)

No changes recorded yet.