David Ernest Simons

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Van Lanschot Kempen Investment Management (UK) Ltd (no longer approved here)

    FRN 166063

    • CF2 Non Executive Director (23 Apr 2010 to 1 Jan 2012)
    • CF28 Systems and controls (1 Nov 2007 to 12 Apr 2010)
    • CF30 Customer (1 Nov 2007 to 12 Apr 2010)
    • CF3 Chief Executive (21 Sep 2007 to 12 Apr 2010)
    • CF8 Apportionment and Oversight (22 Feb 2006 to 31 Oct 2007)
    • CF13 Finance (22 Feb 2006 to 31 Oct 2007)
    • CF27 Investment Management (6 Feb 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (6 Feb 2006 to 12 Apr 2010)
    • CF11 Money Laundering Reporting (6 Feb 2006 to 12 Apr 2010)
    • CF1 Director (6 Feb 2006 to 12 Apr 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.