Van Lanschot Kempen Investment Management (UK) Ltd

• Principal Place of Business

  20 Gracechurch Street

  London

  EC3V 0BG

  UNITED KINGDOM

  Phone

  +4402036369400

  Web

  https://www.vanlanschotkempen.com

• Complaints Contact

  20 Gracechurch Street

  London

  EC3V 0BG

  UNITED KINGDOM

  Phone

  +4402036369400

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Limited to recognised scheme marketing activities
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to recognised scheme marketing activities
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to recognised scheme marketing activities
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to recognised scheme marketing activities
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Ewan David Millar

  IRN EDM01035

  • CF30 Customer (10 Jun 2010 to 1 Apr 2016)
• Fiona Isobel Anne MacRae

  IRN FIM01002

  • CF30 Customer (1 Nov 2007 to 25 Jul 2008)
  • CF27 Investment Management (1 Jun 2006 to 31 Oct 2007)
• Gary Owen Wright

  IRN GOW01002

  • CF30 Customer (1 Nov 2007 to 6 Sep 2012)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Georgia Sangster

  IRN GXS00664

  • [FCA CF] Client dealing (since 20 Feb 2024)
• Hattie Walton

  IRN HXW00217

  • [FCA CF] Client dealing (since 20 Feb 2024)
• Hendrik Theodoor Luttenberg

  IRN HTL01007

  • CF2 Non Executive Director (20 Jun 2008 to 8 Dec 2019)
• Hugh Cuthbert

  IRN HXC01062

  • CF27 Investment Management (1 Dec 2001 to 20 Jan 2006)
• Iain Brown

  IRN IXB01213

  • [FCA CF] Client dealing (1 Apr 2022 to 8 Sep 2024)
• Ian Penrose

  IRN IXP01157

  • [FCA CF] Client dealing (since 1 Sep 2021)
• Ian Thomas McLean

  IRN ITM01012

  • CF27 Investment Management (1 Dec 2001 to 7 Aug 2003)

No changes recorded yet.