Van Lanschot Kempen Investment Management (UK) Ltd

• Principal Place of Business

  20 Gracechurch Street

  London

  EC3V 0BG

  UNITED KINGDOM

  Phone

  +4402036369400

  Web

  https://www.vanlanschotkempen.com

• Complaints Contact

  20 Gracechurch Street

  London

  EC3V 0BG

  UNITED KINGDOM

  Phone

  +4402036369400

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Limited to recognised scheme marketing activities
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to recognised scheme marketing activities
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to recognised scheme marketing activities
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to recognised scheme marketing activities
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Ieko Anne Sevinga

  IRN IAS01045

  • CF2 Non Executive Director (31 Jan 2002 to 24 Mar 2009)
• Igor Puljic

  IRN IXP01033

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2021)
• Inderpal Mondair

  IRN IXM00167

  • [FCA CF] Client dealing (23 Aug 2021 to 20 Feb 2024)
• Jeffrey Alexander Neate

  IRN JAN01092

  • [FCA CF] Client dealing (9 Dec 2019 to 23 Dec 2022)
• Jenna Hull

  IRN JXH03131

  • [FCA CF] Client dealing (since 24 Jan 2025)
• Johannes Theodorus Cras

  IRN JTC01017

  • [FCA CF] Client dealing (since 1 Aug 2025)
  • SMF1 Chief Executive (9 Dec 2019 to 3 Jun 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 May 2021)
  • SMF3 Executive Director (9 Dec 2019 to 1 Aug 2022)
  • CF11 Money Laundering Reporting (1 Mar 2019 to 8 Dec 2019)
  • CF3 Chief Executive (1 Mar 2019 to 8 Dec 2019)
  • CF30 Customer (1 Mar 2019 to 8 Dec 2019)
  • CF1 Director (1 Mar 2019 to 8 Dec 2019)
• John Henderson MacDonald

  IRN JHM01118

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2022)
• John Van Kooten

  IRN JXV01032

  • CF27 Investment Management (1 Dec 2001 to 30 Apr 2006)
• Jonathan Craddock

  IRN JXC01224

  • [FCA CF] Client dealing (since 1 Sep 2023)
• Jonathan David

  IRN JXD00778

  • [FCA CF] Client dealing (since 10 Jul 2023)

No changes recorded yet.