Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (since 1 Aug 2025)
- SMF1 Chief Executive (9 Dec 2019 to 3 Jun 2020)
- SMF3 Executive Director (9 Dec 2019 to 1 Aug 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 May 2021)
- CF3 Chief Executive (1 Mar 2019 to 8 Dec 2019)
- CF1 Director (1 Mar 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Mar 2019 to 8 Dec 2019)
- CF30 Customer (1 Mar 2019 to 8 Dec 2019)
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- CF1 Director (18 Dec 2008 to 30 Jun 2011)
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- CF3 Chief Executive (10 Sep 2008 to 30 Jun 2011)
- CF30 Customer (1 Nov 2007 to 30 Jun 2011)
- CF22 Investment Adviser (Trainee) (31 Aug 2007 to 31 Oct 2007)
- CF1 Director (31 Aug 2007 to 30 Jun 2011)
- CF21 Investment Adviser (1 Dec 2001 to 15 Oct 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.