Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Aug 2025)
    • SMF1 Chief Executive (9 Dec 2019 to 3 Jun 2020)
    • SMF3 Executive Director (9 Dec 2019 to 1 Aug 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 May 2021)
    • CF3 Chief Executive (1 Mar 2019 to 8 Dec 2019)
    • CF1 Director (1 Mar 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Mar 2019 to 8 Dec 2019)
    • CF30 Customer (1 Mar 2019 to 8 Dec 2019)
  • Russell Investments Implementation Services Limited (no longer approved here)

    FRN 415353

    • CF1 Director (18 Dec 2008 to 30 Jun 2011)
  • Russell Investments Limited (no longer approved here)

    FRN 122282

    • CF3 Chief Executive (10 Sep 2008 to 30 Jun 2011)
    • CF30 Customer (1 Nov 2007 to 30 Jun 2011)
    • CF22 Investment Adviser (Trainee) (31 Aug 2007 to 31 Oct 2007)
    • CF1 Director (31 Aug 2007 to 30 Jun 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 15 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.