Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WM Thomson & Sons
FRN 131596
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Client dealing (since 31 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 31 Dec 2019)
- CF30 Customer (25 Feb 2019 to 8 Dec 2019)
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- CF30 Customer (8 May 2018 to 4 Dec 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.