Catherine Anne Wearmouth

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

abrdn Investments Limited
FRN 121891
- [FCA CF] Client dealing (since 18 Dec 2020)
- [FCA CF] Manager of certification employee (16 Nov 2023 to 10 Dec 2024)
- CF30 Customer (1 Apr 2014 to 14 May 2014)
abrdn Investment Management Limited
FRN 188406
- [FCA CF] Client dealing (since 18 Dec 2020)
- [FCA CF] Manager of certification employee (16 Nov 2023 to 10 Dec 2024)
- [FCA CF] Material risk taker (10 Nov 2021 to 31 Dec 2022)
Van Lanschot Kempen Investment Management (UK) Ltd (no longer approved here)
FRN 166063
- CF27 Investment Management (1 Dec 2001 to 11 Mar 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.