UNION SECURITIES (INTERNATIONAL) LTD

Date authorised
1 April 2013
Companies House
03139504
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Killipool
    Museum Hill
    Haslemere
    Surrey
    GU27 2JR
    UNITED KINGDOM
    Phone
    +4401428648608
    Web
    https://www.union-securities.com

  • Complaints Contact

    Killipool
    Museum Hill
    Haslemere
    Surrey
    GU27 2JR
    UNITED KINGDOM
    Phone
    +447811212047

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Frederic Gustave Yeterian

    IRN FGY01002

    • CF30 Customer (24 Oct 2016 to 25 Apr 2019)
  • Gordon Douglas King

    IRN GDK01008

    • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Jan 2003)
    • CF3 Chief Executive (1 Dec 2001 to 1 Jan 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 24 Jun 2004)
    • CF1 Director (1 Dec 2001 to 30 Sep 2003)
  • Hans-Rune Wahlstrom

    IRN HXW01039

    • CF10 Compliance Oversight (2 Jan 2003 to 30 Sep 2005)
    • CF3 Chief Executive (2 Jan 2003 to 30 Sep 2005)
    • CF11 Money Laundering Reporting (2 Jan 2003 to 30 Sep 2005)
    • CF8 Apportionment and Oversight (2 Jan 2003 to 30 Sep 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2005)
  • Jeffrey Lawrence

    IRN JXL01207

    • CF30 Customer (21 Nov 2011 to 19 Dec 2012)
  • Jennifer Ann Horsfield

    IRN JAH01340

    • CF30 Customer (1 Nov 2007 to 23 Dec 2008)
    • CF10 Compliance Oversight (12 Sep 2006 to 23 Dec 2008)
    • CF11 Money Laundering Reporting (12 Sep 2006 to 23 Dec 2008)
    • CF21 Investment Adviser (18 Apr 2006 to 31 Oct 2007)
  • John Gordon Packett

    IRN JGP01035

    • CF1 Director (1 Dec 2001 to 20 Apr 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 1 Jan 2003)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Jan 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 20 Apr 2007)
  • John Paul Thompson

    IRN JPT01048

    • CF1 Director (23 Apr 2002 to 19 Jul 2013)
  • Luke William Riggall West

    IRN LWW01003

    • CF21 Investment Adviser (1 Dec 2001 to 31 May 2002)
  • Nicholas Thomas Wasmuth

    IRN NTW01005

    • CF21 Investment Adviser (12 Jan 2005 to 14 Mar 2007)
  • Norman Frederic Thompson

    IRN NFT01003

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (27 Sep 2005 to 31 Mar 2009)
    • CF3 Chief Executive (27 Sep 2005 to 8 Dec 2019)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.