Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UNION SECURITIES (INTERNATIONAL) LTD (no longer approved here)

    FRN 179394

    • CF10 Compliance Oversight (2 Jan 2003 to 30 Sep 2005)
    • CF11 Money Laundering Reporting (2 Jan 2003 to 30 Sep 2005)
    • CF3 Chief Executive (2 Jan 2003 to 30 Sep 2005)
    • CF8 Apportionment and Oversight (2 Jan 2003 to 30 Sep 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.