UNION SECURITIES (INTERNATIONAL) LTD

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Patricia Veronica June Heslop
IRN PVH01016
- CF30 Customer (1 Nov 2007 to 6 Feb 2009)
- CF21 Investment Adviser (19 Feb 2007 to 31 Oct 2007)
Peter Michael Aitken
IRN PMA01044
- CF30 Customer (1 Nov 2007 to 14 Apr 2009)
- CF1 Director (20 Sep 2007 to 14 Apr 2009)
- CF21 Investment Adviser (30 Apr 2007 to 31 Oct 2007)
Rex William Thompson
IRN RWT01041
- CF1 Director (30 Apr 2002 to 2 Oct 2006)
Timothy Andrew Beckett Mills
IRN TAM01031
- CF21 Investment Adviser (1 Dec 2001 to 18 Dec 2003)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.