Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UNION SECURITIES (INTERNATIONAL) LTD (no longer approved here)

    FRN 179394

    • CF1 Director (1 Dec 2001 to 20 Apr 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 1 Jan 2003)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Jan 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 20 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.