Date authorised
13 August 2014
Companies House
OC369415
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Exchange Building
    St. Johns Street
    Chichester
    West Sussex
    PO19 1UP
    UNITED KINGDOM
    Phone
    +441243753415
  • Complaints Contact

    Exchange Building
    St. Johns Street
    Chichester
    West Sussex
    PO19 1UP
    UNITED KINGDOM
    Phone
    +441243753415

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gavin McNeill Stewart

    IRN GMS01053

    • Director of firm who is not a certification employee or a SMF manager (29 Apr 2022 to 8 Dec 2023)
  • Helen Jane Tansey Wilkins

    IRN HJW01029

    • [FCA CF] Material risk taker (since 31 Mar 2021)
    • [FCA CF] Significant management (31 Mar 2021 to 7 Dec 2021)
    • CF30 Customer (13 Aug 2014 to 8 Dec 2019)
  • Janet Rumney

    IRN JXR00168

    • [FCA CF] Material risk taker (since 30 Mar 2021)
    • [FCA CF] Significant management (since 9 Dec 2020)
  • Krisztina Clarke

    IRN KXC01369

    • [FCA CF] Significant management (9 Dec 2020 to 6 Dec 2023)
  • Mark Sullivan

    IRN MXS00299

    • [FCA CF] Material risk taker (since 30 Mar 2021)
    • [FCA CF] Significant management (since 9 Dec 2020)
  • Martin Bailey

    IRN MXB00266

    • [FCA CF] Material risk taker (since 30 Mar 2021)
    • [FCA CF] Significant management (since 9 Dec 2020)
  • Matthew John Talbot Hoggarth

    IRN MXH17210

    • [FCA CF] Manager of certification employee (since 7 Dec 2022)
    • [FCA CF] Significant management (since 9 Dec 2020)
  • Miranda Chapple

    IRN MXC00261

    • [FCA CF] Material risk taker (since 30 Mar 2021)
    • [FCA CF] Significant management (since 9 Dec 2020)
  • Neil Leslie Lloyd

    IRN NLL01017

    • CF10 Compliance Oversight (13 Aug 2014 to 15 Sep 2015)
    • CF11 Money Laundering Reporting (13 Aug 2014 to 26 Nov 2015)
    • CF28 Systems and controls (13 Aug 2014 to 17 May 2016)
  • Nigel Paul Daisy

    IRN NPD01042

    • SMF17 Money Laundering Reporting Officer (MLRO) (17 Dec 2019 to 28 Nov 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 16 Dec 2024)
    • CF10 Compliance Oversight (27 Jul 2015 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.