Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Jul 2025)
    • [FCA CF] Material risk taker (since 31 Mar 2021)
    • [FCA CF] Significant management (31 Mar 2021 to 7 Dec 2021)
    • CF30 Customer (10 Jan 2014 to 8 Dec 2019)
  • Tutman LLP

    FRN 612721

    • [FCA CF] Material risk taker (since 31 Mar 2021)
    • [FCA CF] Significant management (31 Mar 2021 to 7 Dec 2021)
    • CF30 Customer (13 Aug 2014 to 8 Dec 2019)
  • Thesis Asset Management Limited (no longer approved here)

    FRN 114354

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.