Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TUTMAN FUND SOLUTIONS LIMITED
FRN 122401
- [FCA CF] Manager of certification employee (since 1 Jul 2025)
- [FCA CF] Significant management (since 1 Jul 2025)
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THESIS Unit Trust Management Limited
FRN 186882
- [FCA CF] Manager of certification employee (since 7 Dec 2022)
- [FCA CF] Significant management (since 9 Dec 2020)
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Tutman LLP
FRN 612721
- [FCA CF] Manager of certification employee (since 7 Dec 2022)
- [FCA CF] Significant management (since 9 Dec 2020)
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Thesis Asset Management Limited
FRN 114354
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Client dealing (since 9 Dec 2020)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
- SMF3 Executive Director (since 6 Feb 2020)
- CF30 Customer (17 Jul 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.