Date authorised
1 April 2013
Companies House
01934644
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor
    177 Bothwell Street
    Glasgow
    G2 7ER
    UNITED KINGDOM
    Phone
    +441243753415
  • Complaints Contact

    Exchange Building
    St. Johns Street
    Chichester
    West Sussex
    PO19 1UP
    UNITED KINGDOM
    Phone
    +441243753430

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Runs Investment Funds

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon John Mabey

    IRN SJM01252

    • CF1 Director (1 Dec 2001 to 31 Aug 2006)
  • Simonetta Rigo

    IRN SXR02665

    • SMF18 Other Overall Responsibility (22 Jul 2021 to 31 Mar 2024)
  • Sonia Baldock

    IRN SXB00492

    • [FCA CF] Significant management (9 Dec 2019 to 30 Jun 2025)
  • Stephen Robert Ratliffe

    IRN SRR01046

    • [FCA CF] Material risk taker (since 1 Jul 2025)
    • [FCA CF] Significant management (since 1 Jul 2025)
  • Stephen Ronald Mugford

    IRN SRM01100

    • SMF2 Chief Finance (since 1 Jul 2025)
    • SMF3 Executive Director (since 1 Jul 2025)
  • Steven Edge

    IRN SXE01448

    • [FCA CF] Material risk taker (1 Oct 2024 to 30 Jun 2025)
    • [FCA CF] Significant management (19 May 2022 to 30 Jun 2025)
    • [FCA CF] Manager of certification employee (19 May 2022 to 30 Jun 2025)
  • Steven Richards

    IRN SAR01058

    • [FCA CF] Significant management (since 1 Jul 2025)
    • [FCA CF] Material risk taker (since 1 Jul 2025)
  • Susan Elizabeth Hepworth

    IRN SEH01120

    • [FCA CF] Significant management (9 Dec 2019 to 8 Aug 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 8 Aug 2022)
    • CF1 Director (21 May 2014 to 30 May 2018)
  • Susan Jackson

    IRN SXJ00436

    • 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
    • [FCA CF] Functions requiring qualifications (since 4 Jul 2023)
  • Susan Janet Rutherford

    IRN SJR01121

    • [FCA CF] Material risk taker (9 Dec 2019 to 18 Jun 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 18 Jun 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.