Date authorised
1 April 2013
Companies House
01934644
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2nd Floor
    177 Bothwell Street
    Glasgow
    G2 7ER
    UNITED KINGDOM
    Phone
    +441243753415
  • Complaints Contact

    Exchange Building
    St. Johns Street
    Chichester
    West Sussex
    PO19 1UP
    UNITED KINGDOM
    Phone
    +441243753430

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Runs Investment Funds

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas John Elliot Sealy

    IRN NJS01121

    • CF2 Non Executive Director (1 Dec 2001 to 25 Mar 2003)
  • Nicholas Murphy

    IRN NWM01017

    • [FCA CF] Significant management (10 Mar 2021 to 15 Aug 2022)
  • Nicola Claire Mitford-Slade

    IRN NCM01026

    • [FCA CF] Manager of certification employee (13 Jul 2022 to 12 Sep 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Jul 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 27 Nov 2020)
    • CF28 Systems and controls (21 Jun 2018 to 28 Jan 2019)
    • CF10 Compliance Oversight (22 Jun 2015 to 28 Jan 2019)
    • CF11 Money Laundering Reporting (22 Jun 2015 to 8 Dec 2019)
  • Nicola Claire Palios

    IRN NCD01007

    • SMF9 Chair of the Governing Body (since 1 Jul 2025)
  • Paul Gerard Wyse

    IRN PGW01109

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2020 to 11 Jul 2023)
    • CF1 Director (23 Jul 2010 to 8 Dec 2019)
  • Paul Robert Geddes

    IRN PRG01067

    • SMF7 Group Entity Senior Manager (6 Oct 2023 to 30 Jun 2025)
    • [FCA CF] Significant management (22 Aug 2023 to 16 Oct 2023)
    • [FCA CF] Manager of certification employee (22 Aug 2023 to 16 Oct 2023)
  • Peter Damian Maher

    IRN PDM00006

    • CF1 Director (5 May 2015 to 30 May 2018)
  • Peter Frank Hazell

    IRN PFH01042

    • CF2 Non Executive Director (5 Jan 2016 to 30 Nov 2016)
  • Peter John Stone

    IRN PJS01187

    • CF2 Non Executive Director (1 Dec 2001 to 25 Mar 2003)
  • Peter Luis Fernandes

    IRN PLF01012

    • [FCA CF] Material risk taker (9 Dec 2019 to 9 Dec 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 9 Dec 2021)
    • CF1 Director (22 Jan 2016 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.