Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF18 Other Overall Responsibility (9 Dec 2019 to 30 Dec 2020)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Dec 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 9 Dec 2021)
- CF29 Significant management (13 Dec 2018 to 8 Dec 2019)
- Responsible for Insurance Distribution (1 Oct 2018 to 30 Dec 2020)
- Responsible for Insurance Mediation (10 Apr 2017 to 30 Sep 2018)
- Responsibility for MCD Intermediation (19 Sep 2016 to 22 Apr 2020)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 31 Aug 2006)
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- [FCA CF] Significant management (9 Dec 2019 to 9 Dec 2021)
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- CF1 Director (5 May 2015 to 30 May 2018)
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- CF1 Director (5 May 2015 to 30 May 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.