Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Functions requiring qualifications (since 12 Feb 2026)
    • [FCA CF] Client dealing (since 12 Feb 2026)
    • [FCA CF] Manager of certification employee (since 7 Mar 2025)
    • [FCA CF] Significant management (10 Mar 2021 to 15 Aug 2022)
    • 13. Giving personal recommendations on and dealing with derivatives
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 12 Feb 2026)
    • [FCA CF] Functions requiring qualifications (since 12 Feb 2026)
    • [FCA CF] Manager of certification employee (since 7 Mar 2025)
    • [FCA CF] Significant management (10 Mar 2021 to 15 Aug 2022)
    • [FCA CF] Manager of certification employee (since 7 Mar 2025)
    • [FCA CF] Significant management (10 Mar 2021 to 15 Aug 2022)
    • [FCA CF] Manager of certification employee (since 7 Mar 2025)
    • [FCA CF] Significant management (10 Mar 2021 to 15 Aug 2022)
    • [FCA CF] Manager of certification employee (since 7 Mar 2025)
    • [FCA CF] Significant management (10 Mar 2021 to 15 Aug 2022)
    • 13. Giving personal recommendations on and dealing with derivatives
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Significant management (10 Mar 2021 to 15 Aug 2022)
    • CF30 Customer (7 May 2013 to 8 Dec 2019)
  • TUTMAN FUND SOLUTIONS LIMITED (no longer approved here)

    FRN 122401

    • [FCA CF] Significant management (10 Mar 2021 to 15 Aug 2022)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • [FCA CF] Significant management (10 Mar 2021 to 15 Aug 2022)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Significant management (10 Mar 2021 to 15 Aug 2022)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • [FCA CF] Significant management (10 Mar 2021 to 15 Aug 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.