Peter Luis Fernandes

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IRN: PLF01012
Last updated: 2 weeks ago

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Evelyn Partners Securities (no longer approved here)
FRN 124255
- [FCA CF] Significant management (25 Jan 2021 to 9 Dec 2021)
HW Financial Services Limited (no longer approved here)
FRN 134190
- [FCA CF] Significant management (25 Jan 2021 to 9 Dec 2021)
Evelyn Partners Financial Planning Limited (no longer approved here)
FRN 136414
- [FCA CF] Significant management (25 Jan 2021 to 9 Dec 2021)
TILNEY DISCRETIONARY PORTFOLIO MANAGEMENT LIMITED (no longer approved here)
FRN 142989
- [FCA CF] Significant management (25 Jan 2021 to 9 Dec 2021)
Evelyn Partners Discretionary Investment Management Limited (no longer approved here)
FRN 147103
- [FCA CF] Significant management (25 Jan 2021 to 9 Dec 2021)
Evelyn Partners Investment Management Services Limited (no longer approved here)
FRN 165169
- [FCA CF] Significant management (25 Jan 2021 to 9 Dec 2021)
Evelyn Partners Asset Management Limited (no longer approved here)
FRN 223074
- [FCA CF] Significant management (25 Jan 2021 to 9 Dec 2021)
Evelyn Partners Investment Services Limited (no longer approved here)
FRN 131816
- [FCA CF] Significant management (4 Nov 2020 to 9 Dec 2021)
- [FCA CF] Material risk taker (4 Nov 2020 to 9 Dec 2021)
- SMF3 Executive Director (7 Mar 2016 to 1 Sep 2020)
- CF30 Customer (1 Nov 2007 to 30 Sep 2013)
- CF1 Director (19 Sep 2006 to 6 Mar 2016)
- CF27 Investment Management (14 Apr 2005 to 31 Oct 2007)
HOWDEN FS LIMITED (no longer approved here)
FRN 180563
- [FCA CF] Material risk taker (4 Nov 2020 to 9 Dec 2021)
- [FCA CF] Significant management (4 Nov 2020 to 9 Dec 2021)
- SMF3 Executive Director (9 Dec 2019 to 1 Sep 2020)
- CF1 Director (22 Jan 2016 to 8 Dec 2019)
S&W Partners Corporate Finance Limited (no longer approved here)
FRN 216729
- [FCA CF] Material risk taker (4 Nov 2020 to 9 Dec 2021)
- [FCA CF] Significant management (4 Nov 2020 to 9 Dec 2021)
- SMF3 Executive Director (9 Dec 2019 to 1 Sep 2020)
- CF1 Director (22 Jan 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.