Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Evelyn Partners Securities
FRN 124255
- SMF3 Executive Director (since 6 Oct 2023)
- SMF1 Chief Executive (since 6 Oct 2023)
- [FCA CF] Manager of certification employee (22 Aug 2023 to 16 Oct 2023)
- [FCA CF] Significant management (22 Aug 2023 to 16 Oct 2023)
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HFS Milbourne Financial Services Limited
FRN 125051
- SMF1 Chief Executive (since 6 Oct 2023)
- SMF3 Executive Director (since 6 Oct 2023)
- [FCA CF] Manager of certification employee (22 Aug 2023 to 16 Oct 2023)
- [FCA CF] Significant management (22 Aug 2023 to 16 Oct 2023)
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Evelyn Partners Investment Services Limited
FRN 131816
- SMF1 Chief Executive (since 6 Oct 2023)
- SMF3 Executive Director (since 6 Oct 2023)
- [FCA CF] Manager of certification employee (22 Aug 2023 to 16 Oct 2023)
- [FCA CF] Significant management (22 Aug 2023 to 16 Oct 2023)
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HW Financial Services Limited
FRN 134190
- SMF1 Chief Executive (since 6 Oct 2023)
- SMF3 Executive Director (since 6 Oct 2023)
- [FCA CF] Manager of certification employee (22 Aug 2023 to 16 Oct 2023)
- [FCA CF] Significant management (22 Aug 2023 to 16 Oct 2023)
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Evelyn Partners Financial Planning Limited
FRN 136414
- SMF1 Chief Executive (since 6 Oct 2023)
- SMF3 Executive Director (since 6 Oct 2023)
- [FCA CF] Manager of certification employee (22 Aug 2023 to 16 Oct 2023)
- [FCA CF] Significant management (22 Aug 2023 to 16 Oct 2023)
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Dart Capital Limited
FRN 137569
- SMF1 Chief Executive (since 6 Oct 2023)
- SMF3 Executive Director (since 6 Oct 2023)
- Responsible for Insurance Distribution (since 6 Oct 2023)
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- SMF1 Chief Executive (since 6 Oct 2023)
- SMF3 Executive Director (since 6 Oct 2023)
- [FCA CF] Manager of certification employee (22 Aug 2023 to 16 Oct 2023)
- [FCA CF] Significant management (22 Aug 2023 to 16 Oct 2023)
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- SMF1 Chief Executive (since 6 Oct 2023)
- SMF3 Executive Director (since 6 Oct 2023)
- [FCA CF] Manager of certification employee (22 Aug 2023 to 16 Oct 2023)
- [FCA CF] Significant management (22 Aug 2023 to 16 Oct 2023)
-
- SMF1 Chief Executive (since 6 Oct 2023)
- SMF3 Executive Director (since 6 Oct 2023)
- [FCA CF] Manager of certification employee (22 Aug 2023 to 16 Oct 2023)
- [FCA CF] Significant management (22 Aug 2023 to 16 Oct 2023)
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Evelyn Partners Asset Management Limited
FRN 223074
- SMF1 Chief Executive (since 6 Oct 2023)
- SMF3 Executive Director (since 6 Oct 2023)
- [FCA CF] Significant management (22 Aug 2023 to 16 Oct 2023)
- [FCA CF] Manager of certification employee (22 Aug 2023 to 16 Oct 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.