True Potential Wealth Management LLP

• Principal Place of Business

  Newburn House

  Newburn Riverside

  Newcastle upon Tyne

  NE15 8NX

  UNITED KINGDOM

  Phone

  +4401914061526

  Web

  https://www.tpllp.com

• Complaints Contact

  Newburn House

  Newburn Riverside

  Newcastle upon Tyne

  NE15 8NX

  UNITED KINGDOM

  Phone

  +441914061526

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · i) Limited to debt Counseilling with no debt management ii) Limited to debt counselling in connection with investment advice and buy-to -let mortgages and second charge mortgages.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan Curtis

  IRN AXC00064

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 11. Pension transfer specialist
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (11 Sep 2013 to 8 Dec 2019)
• Alan Edward Bray

  IRN AXB00172

  • [FCA CF] Client dealing (31 Mar 2023 to 24 Jun 2024)
  • [FCA CF] Functions requiring qualifications (31 Mar 2023 to 24 Jun 2024)
• Alan Gresham Kent

  IRN AGK01041

  • [FCA CF] Client dealing (29 Mar 2022 to 18 May 2023)
  • [FCA CF] Functions requiring qualifications (29 Mar 2022 to 18 May 2023)
• Alan Henry Parkinson

  IRN AHP00004

  • [FCA CF] Functions requiring qualifications (9 Nov 2022 to 8 Apr 2025)
  • [FCA CF] Client dealing (9 Nov 2022 to 8 Apr 2025)
• Alan James Nicholson

  IRN AXN00039

  • [FCA CF] Functions requiring qualifications (18 May 2021 to 15 Aug 2025)
  • [FCA CF] Client dealing (18 May 2021 to 15 Aug 2025)
• Alan Jones

  IRN AXJ00033

  • [FCA CF] Client dealing (2 Mar 2020 to 27 Jul 2023)
  • [FCA CF] Functions requiring qualifications (2 Mar 2020 to 27 Jul 2023)
• Alan Keane

  IRN AXK00011

  • CF30 Customer (18 Jan 2013 to 23 Jul 2014)
• Alan Mark Renwick

  IRN AMR00025

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 14 Apr 2021)
  • [FCA CF] Functions requiring qualifications (since 14 Apr 2021)
• Alan Nelson

  IRN AXN00058

  • [FCA CF] Client dealing (30 Jun 2020 to 30 Jun 2022)
  • [FCA CF] Functions requiring qualifications (30 Jun 2020 to 30 Jun 2022)
• Alan Parkin

  IRN AXP00117

  • [FCA CF] Client dealing (15 Dec 2021 to 27 Feb 2023)
  • [FCA CF] Functions requiring qualifications (15 Dec 2021 to 27 Feb 2023)

No changes recorded yet.