Alan Nelson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

True Potential Wealth Management LLP (no longer approved here)
FRN 529810
- [FCA CF] Client dealing (30 Jun 2020 to 30 Jun 2022)
- [FCA CF] Functions requiring qualifications (30 Jun 2020 to 30 Jun 2022)
Best Practice IFA Group Limited (no longer approved here)
FRN 223112
- CF30 Customer (28 Feb 2013 to 31 Jul 2020)
Accumulate Wealth Management Group Limited (no longer approved here)
FRN 572426
- (4)Employed By (28 Feb 2013 to 31 Jul 2020)
Scottish Equitable Plc (no longer approved here)
FRN 165548
- CF21 Investment Adviser (1 Dec 2001 to 12 Mar 2004)

Updates to this individual's record on the FCA register.

9 hours ago
controlled function removed: Employed By at Accumulate Wealth Management Group Limited
9 hours ago
controlled function added: (4)Employed By at Accumulate Wealth Management Group Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.