Alan Jones

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

True Potential Wealth Management LLP (no longer approved here)
FRN 529810
- [FCA CF] Client dealing (2 Mar 2020 to 27 Jul 2023)
- [FCA CF] Functions requiring qualifications (2 Mar 2020 to 27 Jul 2023)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF1 Director (AR) (17 Sep 2015 to 30 Apr 2020)
- CF30 Customer (17 Sep 2015 to 30 Apr 2020)
Quilter Mortgage Planning Limited (no longer approved here)
FRN 440718
- CF1 Director (AR) (17 Sep 2015 to 30 Apr 2020)
Alan Jones Financial Services Ltd (no longer approved here)
FRN 206462
- (1)Employed By (1 Dec 2001 to 31 Aug 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.