Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Functions requiring qualifications (15 Dec 2021 to 27 Feb 2023)
- [FCA CF] Client dealing (15 Dec 2021 to 27 Feb 2023)
-
- [FCA CF] Client dealing (9 Dec 2019 to 7 Jan 2022)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Jan 2022)
- CF1 Director (AR) (25 Mar 2014 to 7 Jan 2022)
- CF30 Customer (14 Jan 2008 to 7 Jan 2022)
-
- (4)Employed By (14 Jan 2008 to 7 Jan 2022)
-
- (195)Employed By (1 Oct 1998 to 14 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.