Alan James Nicholson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

True Potential Wealth Management LLP (no longer approved here)
FRN 529810
- [FCA CF] Client dealing (18 May 2021 to 15 Aug 2025)
- [FCA CF] Functions requiring qualifications (18 May 2021 to 15 Aug 2025)
TenetConnect Limited (no longer approved here)
FRN 149826
- CF1 Director (AR) (9 Nov 2012 to 20 Oct 2017)
- CF30 Customer (9 Nov 2012 to 20 Oct 2017)
Hather Financial Services Ltd (no longer approved here)
FRN 182496
- Employed By (9 Nov 2012 to 20 Oct 2017)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (13 Dec 2010 to 31 May 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.