TRADITION FINANCIAL SERVICES LTD.

Date authorised
1 April 2013
Companies House
01046064
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Salesforce
    110 Bishopsgate
    London
    City Of London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +4402071981500
    Web
    https://www.tradition.com

  • Complaints Contact

    Salesforce
    110 Bishopsgate
    London
    City Of London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +4402071981500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Limited to advice that (1) is given in connection with a transaction in the course of which the only regulated activities carried on by the firm are regulated activities of the kind mentioned below and (2) relates to the carrying on by the firm of those activities in the course of that transaction. The activities mentioned above are arranging (bringing about) deals in investments and making arrangements with a view to transactions in investments.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Solon Victor Satanas

    IRN SVS01019

    • [FCA CF] Significant management (since 31 Mar 2021)
    • CF30 Customer (23 Mar 2010 to 8 Dec 2019)
  • Sonny Van De Peer

    IRN SXV00193

    • [FCA CF] Client dealing (since 26 Feb 2024)
  • Stefan Peter Choynowski

    IRN SPC01146

    • CF30 Customer (19 Jan 2009 to 8 Dec 2019)
  • Stephanie Almeras

    IRN SXA02240

    • CF30 Customer (13 Aug 2013 to 8 May 2014)
  • Stephen Alan Umpelby

    IRN SXU01087

    • CF28 Systems and controls (24 Aug 2010 to 1 Feb 2019)
    • CF1 Director (24 Aug 2010 to 1 Feb 2019)
  • Stephen Jack

    IRN SXJ01180

    • CF1 Director (21 Oct 2010 to 21 Oct 2010)
    • CF2 Non Executive Director (21 Oct 2010 to 8 Jun 2012)
    • CF28 Systems and controls (20 Apr 2010 to 21 Oct 2010)
  • Stephen Slater

    IRN SXS01319

    • CF30 Customer (1 Nov 2007 to 23 Feb 2009)
    • CF21 Investment Adviser (29 Aug 2007 to 31 Oct 2007)
  • Stevan Vjestica

    IRN SXV01134

    • SMF3 Executive Director (9 Dec 2019 to 4 Oct 2023)
    • CF1 Director (24 Jul 2014 to 8 Dec 2019)
  • Steven Kwete

    IRN SXK00669

    • [FCA CF] Client dealing (19 Jun 2023 to 3 Oct 2023)
  • Stevie Christine Mandy Garland

    IRN SXG02218

    • [FCA CF] Manager of certification employee (since 28 Nov 2024)
    • [FCA CF] Client dealing (since 29 Jan 2021)
    • CF30 Customer (22 Jun 2015 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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