Stephen Slater

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • OTC Europe LLP (no longer approved here)

    FRN 507219

    • CF30 Customer (16 Apr 2012 to 16 Jan 2013)
  • TRADITION FINANCIAL SERVICES LTD. (no longer approved here)

    FRN 147543

    • CF30 Customer (1 Nov 2007 to 23 Feb 2009)
    • CF21 Investment Adviser (29 Aug 2007 to 31 Oct 2007)
  • SSY FUTURES LTD (no longer approved here)

    FRN 181602

    • CF21 Investment Adviser (25 Nov 2004 to 14 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.